Doctor on the phone while working on a laptop in a medical office

HIPAA Fines Aren’t Capped at What You’d Guess. Here’s What a Breach Actually Costs a Small Practice

Photo by Vitaly Gariev on Unsplash A lot of small healthcare practices carry a quiet assumption: HIPAA enforcement is for hospital systems and big insurers, not a four-provider practice in a strip mall. The penalty structure doesn’t make that distinction, and neither do the costs that pile up long before any fine is assessed. Small Read more about HIPAA Fines Aren’t Capped at What You’d Guess. Here’s What a Breach Actually Costs a Small Practice[…]

Financial advisory team meeting to review compliance planning

Regulators Don’t Accept “Our IT Guy Handles It” as a Compliance Answer Anymore

Photo by Vitaly Gariev on Unsplash If your firm is a registered investment adviser, broker-dealer or other covered financial institution, the SEC’s amended Regulation S-P is no longer something on the horizon. Larger firms had to comply by December 2025. Smaller investment advisers, those with less than $1.5 billion in assets under management, had until Read more about Regulators Don’t Accept “Our IT Guy Handles It” as a Compliance Answer Anymore[…]